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Investment Management

Investment Management

Investment management involves the professional handling of assets and securities to meet specified investment goals for the benefit of investors. This sector includes portfolio management, financial analysis, asset allocation, wealth advisory, and risk management. With growing regulatory oversight, technological disruption, and evolving investor expectations, firms must demonstrate transparency, compliance, and consistent performance.

At EMC, we empower investment firms, asset managers, private equity players, and advisory services to build trust, reduce operational risk, and ensure governance through the implementation of internationally recognized standards. Our services help streamline operations, improve client satisfaction, and enhance accountability—critical components in managing investor confidence and meeting fiduciary responsibilities.

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How ISO Standards Enhance Investment Management

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Improve internal control systems and data governance

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Strengthen transparency and investor confidence

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Support compliance with global financial regulations

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Enable faster, more informed decision-making

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Facilitate continuous improvement and risk mitigation

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Promote a culture of performance, ethics, and accountability

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Relevant ISO Standards for Investment Management Firms

Expertise
  • ISO 9001 – Quality Management System
  • ISO 27001 – Information Security Management
  • ISO 22301 – Business Continuity Management
  • ISO 31000 – Risk Management Framework
  • ISO 14001 – Environmental Management (for ESG initiatives)
  • ISO 10002 – Customer Complaints Handling
  • ISO 26000 – Social Responsibility
  • ISO 37001 – Anti-Bribery Management